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Showing 211 to 220 of 246 search results for Professional indemnity insurance.

211. Automated advice: existing rules and guidance

     Firms Published: 27/03/2022 Last modified: 10/02/2023
     Before applying for Innovation Pathways, read our existing rules and guidance to check whether your question is covered.

212. SM&CR categorisation for solo-regulated firms

     Tasks for regulated firms Published: 31/07/2019 Last modified: 06/02/2023
     Under SM&CR, solo-regulated firms are categorised as limited scope, core or enhanced. Find out which category your firm is in and how you can review this.

213. FCA to ban promotion of speculative mini-bonds to retail consumers

     Press Releases Published: 26/11/2019 Last modified: 23/10/2023
     The FCA has announced it will ban the mass marketing of speculative mini-bonds to retail customers.

214. FG18/4: The FCA’s approach to the review of Part VII insurance business transfers

     Finalised guidance Published: 29/05/2018 Last modified: 15/02/2022
     This final guidance sets our approach to reviewing insurance business transfers schemes under Part VII of the Financial Services and Markets Act 2000.

215. External audit requirements for mortgage intermediaries, lenders or administrators

     Tasks for regulated firms Published: 06/08/2015 Last modified: 09/02/2023
     Learn more about the external audit requirements for mortgage intermediaries, lenders or administrators and what you need to do.

216. FCA Board appoints three new members to the Regulatory Decisions Committee

     News stories Published: 14/01/2014 Last modified: 29/11/2016
     He now operates as an independent consultant via his own business Craddock is also a director of The Association of Professional Financial Advisers (APFA), an associate of the Chartered Insurance Institute

217. The hidden cost of domestic financial abuse: working together to improve outcomes

     Blogs Published: 17/05/2024 Last modified: 20/05/2024
     Domestic financial abuse has a huge impact on the lives of those who experience it.

218. Information on Advisors and Intermediaries portfolio insolvency - May 2022

     FOI Release Date of Release: 11/05/2022
     The FCA provides data on the Advisors and Intermediaries Portfolio insolvency.

219. FCA reveals the fourth round of successful firms in its regulatory sandbox

     Press Releases Published: 03/07/2018 Last modified: 11/04/2024
     The FCA has announced the 29 firms that were successful in their applications to begin testing in the fourth cohort of the sandbox.

220. Ten years after Lehman: how accountants can make finance safer

     Speeches Published: 06/09/2018 Last modified: 25/11/2021
     Speech by Charles Randell, Chair of the Financial Conduct Authority and Payment Systems Regulator on how accountants can make finance safer.