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Showing 221 to 230 of 246 search results for Professional indemnity insurance.

221. PS23/7: Broadening retail access to the long-term asset fund

     Policy statements Published: 29/06/2023 Last modified: 29/06/2023
     This consultation sets out proposals for broadening the retail distribution of the LTAF.

222. External audit requirements for small personal investment firms or service companies

     Tasks for regulated firms Published: 06/08/2015 Last modified: 09/02/2023
     Learn more about the external audit requirements for small personal investment firms or service companies and what you need to do.

223. Competition Policy in Financial Markets – the view from the regulators

     Speeches Published: 22/06/2016 Last modified: 22/06/2016
     Speech by Mary Starks, Director of Competition, FCA, delivered at the Centre for Competition Policy (CCP) Conference on 10 June in Norwich.

224. FCA fines PPC for misleading consumers and banks in first CMC case closed by the regulator

     Press Releases Published: 17/12/2019 Last modified: 17/12/2019
     The Financial Conduct Authority (FCA) has fined Professional Personal Claims Limited (PPC) £70,000 for misleading consumers through its websites and printed materials.

225. FCA fines Stonebridge International Insurance Limited £8.4m in relation to sales of insurance policies

     Press Releases Published: 07/08/2014 Last modified: 07/08/2014
     FCA fines Stonebridge International Insurance Limited £8.4m in relation to sales of insurance policies. ... Between April 2011 and December 2012, Stonebridge targeted low and middle income customers without college degrees or professional qualifications,

226. FG22/1: The FCA’s approach to the review of Part VII insurance business transfers

     Policy and guidance Finalised guidance Published: 15/02/2022 Last modified: 15/01/2024
     We set out our expectations on the steps for firms to take to make sure conduct issues are properly considered in Part VII transfers.

227. FSA publishes the results of a mystery shopping review into the quality of investment advice in banks and building societies

     Press Releases Published: 13/02/2013 Last modified: 23/11/2021
     The Financial Services Authority (FSA) has published the results of a mystery shopping review, carried out between March and September 2012, looking into the quality of investment advice given by banks and building societies.

228. FCA launches 'Live & Local': a new regional programme to help local firms engage with regulators

     Press Releases Published: 01/03/2016 Last modified: 18/01/2017
     The General Insurance sector will have their own sessions called ‘Culture & Governance: GI Focus’. ... We will also be hosting Supervision workshops for around 40 firms in the Investment sector focussing on Professional Governance and in the General

229. PS17/27: Insurance Distribution Directive implementation – Feedback to CP17/23 and near-final rules

     Policy statements Published: 24/07/2017 Last modified: 01/06/2018
     This is our second Policy Statement setting out near-final rules for the implementation of the Insurance Distribution Directive (IDD).

230. PS20/6 Pension transfer advice: feedback on CP19/25 and our final rules and guidance

     Policy and guidance Policy statements Published: 05/06/2020 Last modified: 05/06/2020
     The FCA has published new rules and guidance on pension transfer advice, particularly defined benefit (DB) to defined contribution (DC) transfers. This Policy Statement forms part of a wider package to improve the suitability of pension transfer