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Showing 241 to 246 of 246 search results for Professional indemnity insurance.

241. FCA and PSR Boards appoint new members to decision-making committees, including new chair and two deputy chairs

     Press Releases Published: 21/09/2015 Last modified: 21/09/2015
     His areas of expertise include disputes in the areas of financial services, regulatory matters and professional negligence. ... Caroline Ramsay is a Chartered Accountant with 20 years’ experience in insurance and investment management gained during her

242. FCA bans three individuals from working in the financial services industry for non-financial misconduct

     Press Releases Published: 05/11/2020 Last modified: 05/11/2020
     The Financial Conduct Authority (FCA) has prohibited Russell David Jameson, Mark Horsey, and Frank Cochran from working in the financial services industry following findings that they are not fit and proper.  Each of them had been convicted of

243. FG17/9: Guidance for firms on how to calculate redress for unsuitable defined benefit pension transfers

     Finalised guidance Published: 10/03/2017 Last modified: 02/08/2022
     In GC17/1, we consulted on guidance to update the methodology used to calculate redress for unsuitable pension transfers from a defined benefit pension scheme to a personal pension.

244. FS21/8: Feedback to consultation paper on liquidity mismatch in authorised open-ended property funds

     Feedback statements Published: 07/05/2021 Last modified: 07/05/2021
     We consulted on reducing the potential for investor harm where the terms for dealing in some property funds are not aligned with the time it takes to buy or sell the buildings in which the funds invest in.

245. General insurance product value and coronavirus (Covid-19) Guidance – update

     Studies and reviews Multi-firm reviews Published: 25/08/2021 Last modified: 25/08/2021
     We set out the findings from our multi-firm review assessing how firms have responded to our general insurance (GI) distribution chain Guidance (further to the product governance rules implemented by the IDD) and coronavirus (Covid-19) value Guidance

246. Sanctions systems and controls: firms’ response to increased sanctions due to Russia’s invasion of Ukraine

     Good and poor practice Published: 06/09/2023 Last modified: 20/03/2024
     We set out key findings from our assessments of sanctions systems and controls in financial services firms. We include examples of good practice and areas for improvement, to help firms deliver even greater compliance with sanctions.