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Showing 41 to 50 of 246 search results for Professional indemnity insurance.

41. Retail Mediation Activity data items: FAQs

    Registers and systems Published: 10/05/2016 Last modified: 13/06/2022
    Retail Mediation Activity data items: FAQs

42. FCA statement on Assessing Suitability Review 2

    Statements Published: 21/01/2020 Last modified: 31/08/2023
    FCA statement on Assessing Suitability Review 2

43. Retail Mediation Activities Return (RMAR) information - October 2020

    FOI Release Date of Release: 22/10/2020
    FCA provides Retail Mediation Activities Return (RMAR) information

44. CP23/24: Capital deduction for redress: personal investment firms

    Consultation papers Published: 29/11/2023 Last modified: 25/03/2024
    We are consulting on proposals to require personal investment firms (PIFs) to be more prudent and set aside capital for potential redress liabilities at an early stage

45. Principals and appointed representatives

    Tasks for firms Firms Published: 09/05/2015 Last modified: 24/04/2024
    If you’re a principal firm for an appointed representative (AR), find out what your responsibilities are and when to notify the FCA.

46. Defined benefit pension transfers

    Tasks for firms Published: 16/06/2019 Last modified: 19/06/2023
    Read about the FCA's work in defined benefit (DB) transfers to date and the continued supervision in this area.

47. RMA-I Supplementary Product Sales Data: FAQs

    Registers and systems Published: 13/05/2016 Last modified: 13/06/2022
    RMA-I Supplementary Product Sales Data: FAQs

48. Payment institution applicants

    Tasks for firms Published: 08/05/2015 Last modified: 19/06/2024
    Find out what conditions you must meet to become a payment institution, and what to include in your application to be authorised by or registered with the FCA.

49. Payment Services Regulations 2017 and Electronic Money Regulations 2011

    Tasks for firms Published: 21/10/2015 Last modified: 14/08/2023
    The FCA provides information on the regulation of payment services and e-money, including who is affected by the rules.

50. RMA-C Client money and assets: FAQs

    Registers and systems Published: 13/05/2016 Last modified: 13/05/2021
    RMA-C Client money and assets.