Search results
Showing 51 to 60 of 246 search results for Professional indemnity insurance.
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Move from being an appointed representative to being authorised
If you decide to move from being an appointed representative (AR) to being authorised, find out how to give notice to your principal. -
RMA-J Data required for collection of fees/RMA-K Adviser charges: FAQs
RMA-J Data required for collection of fees/RMA-K Adviser charges: FAQs -
Retail Mediation Activity data items: help text
Retail Mediation Activity data items: help text. -
PS18/6: Advising on Pension Transfers
The FCA has published rules on how advice should be provided to consumers on pension transfers where consumers are considering giving up safeguarded benefits. -
Electronic money institution applicants
Find out what conditions you must meet to become an e-money institution, and what to include in your application to be authorised by or registered with the FCA. -
Apply to become an electronic money or a payment institution
Find out how to apply to the FCA if your firm wants to provide payment services, issue e-money or become a registered account information service provider. -
Regulations for third party Payment Providers
Find out more about AIS and PIS, including our role in regulating providers. -
Our approach to international firms
Find out what standards we expect from international firms providing financial services in the UK, or preparing to apply for full UK authorisation. -
2019 Disclosure Log
The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2019. -
A financial system to support the recovery
Speech by Charles Randell, Chair of the FCA, to a virtual roundtable of bank chairs hosted by UK Finance.